Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number and income
  • Account balances and transaction history
  • Investment experience and account transactions

When you are no longer our customer, we continue to share your information as described in this notice.

All financial companies need to share customer’s personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer’s personal information; the reasons Vestor Capital, LLC, Vestor Capital Securities, LLC and Vestor Capital Insurance Advisors, LLC chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information Does Vestor Capital share? Can you limit this sharing?
For our everyday business purposes –
Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or to report to credit bureaus
Yes No
For our marketing purposes – To offer our products and services to you Yes No
For joint marketing with other financial companies No We Do Not Share
For our affiliates’ everyday business purposes – Information about your transactions and experiences Yes No
For our affiliates’ everyday business purposes – Information about your creditworthiness No We Do Not Share
For nonaffiliates to market to you No We Do Not Share

If you have questions about our privacy policy, you can contact us at 312-641-2400 or vestor@vestorcapital.com.

Who is providing this notice?

Vestor Capital, LLC

What we do

How does Vestor Capital protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Vestor Capital collect my personal information?
We collect your personal information, for example when you

  • Open an account at Vestor Capital or give us your income information
  • Tell us about your portfolio or deposit money
  • Enter into an investment advisory contract
  • We also collect your personal information from other companies

Why can’t I limit all sharing?
Federal law gives you the right to limit only

  • Sharing for affiliates’ everyday business purposes-information about your creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.


Affiliates – Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • Our affiliates include Focus Operating, LLC.

Nonaffiliates – Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • Vestor Capital does not share with nonaffiliates so they can market to you.

Joint Marketing – A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • Vestor Capital Does not jointly market.

Other Important Information

We are an affiliate of Focus Financial Partners, LLC and we and other affiliates of Focus share certain of your personal information with an unaffiliated third party for the purpose of aggregating it and providing summary information based on this data to our parent company Focus.